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Netcapital CEO Issues Statement As SEC Files Civil Complaint Against The Company And Certain Individuals Following Earlier Wells Notice

Benzinga Newsdesk

Netcapital Inc. (NASDAQ:NCPL). As previously disclosed, Netcapital Inc. received a Wells Notice from the staff of the U.S. Securities and Exchange Commission relating to an investigation involving the Company and

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    Netcapital Inc. Receives Nasdaq Notice Related to Delayed Quarterly Report on Form 10-Q

    Netcapital Inc. (NCPL) received a notice from Nasdaq on September 21, 2026, stating the company is not in compliance with listing rules due to failure to timely file its Form 10-Q for the quarter ended July 31, 2026, and its Form 10-K for the fiscal year ended April 30, 2026. The company has until October 23, 2026, to submit a compliance plan and potentially until February 9, 2027, to regain compliance. Trading of the stock continues unaffected.

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